0000909012-13-000223.txt : 20130517 0000909012-13-000223.hdr.sgml : 20130517 20130517093240 ACCESSION NUMBER: 0000909012-13-000223 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130517 DATE AS OF CHANGE: 20130517 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAC-GRAY CORP CENTRAL INDEX KEY: 0001038280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 043361982 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53449 FILM NUMBER: 13853395 BUSINESS ADDRESS: STREET 1: 404 WYMAN STREET STREET 2: SUITE 400 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-487-7600 MAIL ADDRESS: STREET 1: 404 WYMAN STREET STREET 2: SUITE 400 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: MAC GRAY INC DATE OF NAME CHANGE: 19970424 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: River Road Asset Management, LLC CENTRAL INDEX KEY: 0001341401 IRS NUMBER: 432076925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 BUSINESS PHONE: 5023714100 MAIL ADDRESS: STREET 1: 462 SOUTH FOURTH STREET, SUITE 1600 CITY: LOUISVILLE STATE: KY ZIP: 40207 SC 13D/A 1 t307140.txt MAC-GRAY SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2) Mac-Gray Corporation (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 554153106 (CUSIP Number) Thomas D. Mueller Chief Operating Officer and Chief Compliance Officer 462 South Fourth Street, Suite 1600 Louisville, KY 40202 (502) 371-4100 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 13, 2013 (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [X]. (Continued on following pages) (Page 1 of 11 Pages) CUSIP No. 554153106 13D Page 2 of 11 Pages -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS RIVER ROAD ASSET MANAGEMENT, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 825,869 SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER NONE OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 1,337,419 REPORTING -------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER NONE -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,337,419 -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.1% -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IA -------------------------------------------------------------------------------- CUSIP No. 554153106 13D Page 3 of 11 Pages -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS AVIVA INVESTORS NORTH AMERICA HOLDINGS, INC. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| -------------------------------------------------------------------------------- SEC USE ONLY -------------------------------------------------------------------------------- SOURCE OF FUNDS OO -------------------------------------------------------------------------------- CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION IOWA -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER NONE SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 825,869 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER NONE REPORTING -------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 1,337,419 -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,337,419 -------------------------------------------------------------------------------- CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.1% -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON CO, HC -------------------------------------------------------------------------------- CUSIP No. 554153106 13D Page 4 of 11 Pages -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS AVIVA INVESTORS HOLDINGS LTD I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| -------------------------------------------------------------------------------- SEC USE ONLY -------------------------------------------------------------------------------- SOURCE OF FUNDS OO -------------------------------------------------------------------------------- CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND AND WALES -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER NONE SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 825,869 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER NONE REPORTING -------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 1,337,419 -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,337,419 -------------------------------------------------------------------------------- CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.1% -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON CO, HC -------------------------------------------------------------------------------- CUSIP No. 554153106 13D Page 5 of 11 Pages -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS AVIVA GROUP HOLDINGS LIMITED I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| -------------------------------------------------------------------------------- SEC USE ONLY -------------------------------------------------------------------------------- SOURCE OF FUNDS OO -------------------------------------------------------------------------------- CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND AND WALES -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER NONE SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 825,869 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER NONE REPORTING -------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 1,337,419 -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,337,419 -------------------------------------------------------------------------------- CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.1% -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON CO, HC -------------------------------------------------------------------------------- CUSIP No. 554153106 13D Page 6 of 11 Pages -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS AVIVA PLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| -------------------------------------------------------------------------------- SEC USE ONLY -------------------------------------------------------------------------------- SOURCE OF FUNDS OO -------------------------------------------------------------------------------- CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND AND WALES -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER NONE SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 825,869 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER NONE REPORTING -------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 1,337,419 -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,337,419 -------------------------------------------------------------------------------- CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.1% -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON CO, HC -------------------------------------------------------------------------------- CUSIP No. 554153106 13D Page 7 of 11 Pages ITEM 1. SECURITY AND ISSUER This statement relates to shares of Common Stock, par value $.01 per share (the "Stock"), of Mac-Gray Corporation (the "Issuer"). The principle executive office of the Issuer is located at the following address: Mac-Gray Corporation 404 Wyman Street, Suite 400 Waltham, Massachusetts 02451-1212 ITEM 2. IDENTITY AND BACKGROUND The information regarding the persons filing this statement is as follows: (a) The name of the persons filing are: RIVER ROAD ASSET MANAGEMENT, LLC ("RRAM"), AVIVA INVESTORS NORTH AMERICA HOLDINGS, INC. ("AINAH"), AVIVA INVESTORS HOLDINGS LTD ("AIHL"). AVIVA GROUP HOLDINGS LIMITED ("AGHL"), AND AVIVA PLC ("AVIVA"), (COLLECTIVELY, THE "FILERS"). (b) The business address of the Filers is as follows: FOR RRAM: 462 SOUTH FOURTH STREET, SUITE 1600, LOUISVILLE, KY 40202 FOR AINAH: 215 10TH STREET, SUITE 1000, DES MOINES, IA 50309 FOR AIHL: NO. 1 POULTRY, LONDON, ENGLAND, EC2R 8EJ FOR AGHL AND AVIVA: AVIVA plc, ST HELEN'S, 1 UNDERSHAFT, LONDON EC3P 3DQ (c) Present principal occupation or employment of the Filers and the name, principal business and address of any corporation or other in which such employment is conducted: RRAM IS A SECURITIES AND EXCHANGE COMMISSION REGISTERED INVESTMENT ADVISOR. AINAH IS 100% OWNER OF RRAM. AIHL IS 100% OWNER OF AINAH. AGHL IS 100% OWNER OF AIHL. AVIVA IS 100% OWNER OF AGHL. THE NAME, BUSINESS ADDRESS, BUSINESS ACTIVITY AND PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT OF EACH EXECUTIVE OFFICER AND DIRECTOR OF THE FILERS ARE SET FORTH IN EXHIBIT A, WHICH IS INCORPORATED HEREIN BY REFERENCE. (d) During the last five years, none of the Filers have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, none of the Filers were a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Citizenship: RRAM IS ORGANIZED UNDER THE LAWS OF DELAWARE. AINAH IS ORGANIZED UNDER THE LAWS OF IOWA. AIHL, AGHL, AND AVIVA ARE ORGANIZED UNDER THE LAWS OF ENGLAND AND WALES. CUSIP No. 554153106 13D Page 8 of 11 Pages THE CITIZENSHIP OF EACH EXECUTIVE OFFICER AND DIRECTOR OF THE FILERS WHO IS A NATURAL PERSON IS SET FORTH IN EXHIBIT A HERETO, WHICH IS INCORPORATED HEREIN BY REFERENCE. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION The source of funds used in purchasing the Stock of the Issuer is RRAM client funds for which RRAM acts as investment advisor pursuant to an investment advisory agreement between each RRAM client and RRAM. The amount of funds used in purchasing the Stock of the Issuer is $37,035,995.05. ITEM 4. PURPOSE OF TRANSACTION The Stock was acquired for investment purposes in the ordinary course of business. As such, the Filers may purchase, hold, vote, trade, dispose, sell or otherwise deal the Stock for the benefit of its clients depending on changes in the per share price of the Stock, or related to changes in the Issuer's operations, management structure, business strategy, future acquisitions, growth prospects, liquidity, capital allocation, including use of leverage, or from the sale or merger of the Issuer. The Filers may discuss such matters with the Issuer's management or directors, other shareholders, existing or potential strategic partners or competitors, investment and finance professionals, and other investors. Such analysis and discussions may result in the Filers materially modifying its ownership of the Stock. The Filers may also exchange information with the Issuer pursuant to confidentiality or similar agreements, propose changes in its operations, governance, capitalization, or propose one or more of the actions described in sections (a) through (j) of Item 4 of Schedule 13D, all in order to enhance shareholder value. The Filers do not intend to seek control of the Issuer or participate in the day-to-day management of the Issuer, and any Reporting Person that is registered as an investment company under the Investment Company Act of 1940, as amended, will participate in such a transaction only following receipt of an exemption from the Securities and Exchange Commission under Rule 17d-1 promulgated under the Investment Company Act of 1940, as amended, if required, and in accordance with other applicable law. Certain officers of RRAM and/or the Filers did send letters on January 11, 2008 and on November 14, 2007 to Stewart G. MacDonald, Jr. and the Issuer's Board of Directors, as well as on September 17, 2007 and on September 6, 2007 to Stewart G. MacDonald, Jr. urging them to hire an independent advisory firm to explore strategic options, including the sale of the Issuer, in order to maximize shareholder value and to report its findings to all shareholders. Copies of those letters were attached as Exhibits A, B, C, and D in RRAM's initial Schedule 13D filed with the SEC on January 11, 2008. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) Based on 14,647,638 shares of Common Stock of the Issuer outstanding as of May 6, 2013, the Filers may be deemed to beneficially own 1,337,419, or 9.1%, of the Issuer's outstanding shares of Common Stock. (b) The Filers have the sole power to vote or direct the vote of 825,869 shares of Stock and to dispose or direct the disposition of 1,337,419 shares of the Stock that the Filers may be deemed to beneficially own. (c) The Filers effected the following transactions in the Stock in open market transactions on the dates indicated, and such transactions are the only transactions in the Stock by the Filers during the sixty days prior to May 13, 2013 (date range: March 14, 2013 through May 13, 2013): CUSIP No. 554153106 13D Page 9 of 11 Pages

(4) PRICE (3) NUMBER OF PER SHARE (5) HOW SHARES OF COMMON OF COMMON TRANSACTED - (1) NAME (2) DATE STOCK STOCK SELL OR BUY WHERE TRANSACTED RRAM 3/14/2013 1,500 12.47 Sell RRAM Principal Place of Business RRAM 3/25/2013 440 12.98 Buy RRAM Principal Place of Business RRAM 3/25/2013 330 12.98 Buy RRAM Principal Place of Business RRAM 4/8/2013 1,180 12.40 Buy RRAM Principal Place of Business RRAM 4/8/2013 730 12.40 Buy RRAM Principal Place of Business RRAM 4/8/2013 60 12.40 Buy RRAM Principal Place of Business RRAM 4/26/2013 380 13.39 Buy RRAM Principal Place of Business RRAM 4/26/2013 210 13.39 Buy RRAM Principal Place of Business RRAM 4/26/2013 90 13.39 Buy RRAM Principal Place of Business RRAM 4/29/2013 1,460 13.34 Buy RRAM Principal Place of Business RRAM 5/3/2013 1,663 13.70 Buy RRAM Principal Place of Business RRAM 5/6/2013 517 13.52 Buy RRAM Principal Place of Business

The transactions noted above were purchases or sales of shares effected in the open market and the table includes commissions paid in per share prices. (d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER RRAM is the investment adviser to accounts of RRAM clients pursuant to investment advisory agreements between RRAM clients and RRAM. Each investment advisory agreement provides RRAM with the authority, among other things, to invest account funds in the Stock, to dispose of the Stock, and to file this statement on behalf of the account. Some, but not all, investment advisory agreements provide RRAM with the authority to vote for the Stock. The number of shares of Stock for which RRAM has sole voting power is reflected on RRAM's cover page. RRAM, AINAH, AIHL, AGHL, and Aviva entered into an Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G dated as of March 2, 2011 (the "Agreement"). Under the Agreement, RRAM was appointed agent and attorney-in-fact to prepare or cause to be prepared, sign, file with the Securities and Exchange Commission and furnish to any other person all certificates, instruments, agreements and documents necessary to comply with section 13(d) and section 16(a) of the Securities Exchange Act of 1934, as amended. The Agreement will terminate in the event that a statement terminating the Agreement is filed with the Securities and Exchange Commission. The Agreement was attached as Exhibit B in RRAM's first amendment to Schedule 13D filed with the SEC on March 4, 2011. CUSIP No. 554153106 13D Page 10 of 11 Pages ITEM 7. MATERIAL TO BE FILED AS EXHIBITS EXHIBIT A - The name, business address, business activity, present principal occupation or employment and, if natural person, citizenship of each executive officer and director of the Filers. CUSIP No. 554153106 13D Page 11 of 11 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. May 15, 2013 RIVER ROAD ASSET MANAGEMENT, LLC, a Delaware limited liability company /s/ Thomas D. Mueller --------------------------------------- By: Thomas D. Mueller, Chief Operating Officer and Chief Compliance Officer AVIVA INVESTORS NORTH AMERICA HOLDINGS, INC. /s/ Andra C. Purkalitis --------------------------------------- By: Andra C. Purkalitis Director and Officer AVIVA INVESTORS HOLDINGS LTD a limited liability company organized under the laws of England and Wales /s/ Wendy Helena Sarsted --------------------------------------- By: Wendy Helena Sarsted Attorney/Authorised Signatory AVIVA GROUP HOLDINGS LIMITED a limited liability company organized under the laws of England and Wales /s/ Kathryn Baily --------------------------------------- By: Kathryn Baily Head of Board Support and Authorised Signatory AVIVA PLC a public limited company organized under the laws of England and Wales /s/ Kathryn Baily --------------------------------------- By: Kathryn Baily Head of Board Support and Authorised Signatory Exhibit A The name, business address, business activity, present principal occupation or employment and, if natural person, citizenship of each executive officer and director of the Filers are set forth in Exhibit A hereto, which is incorporated herein by reference. RIVER ROAD ASSET MANAGEMENT, LLC

PRESENT PRINCIPAL BUSINESS OCCUPATION OR NAME BUSINESS ADDRESS ACTIVITY EMPLOYMENT CITIZENSHIP ------------------ ----------------------- -------------- --------------- ------------- Shircliff, James 462 S. 4th Street Chief Chief United C. Suite 1600 Investment Investment States Louisville, KY 40202 Officer Officer Beck, R. Andrew 462 S. 4th Street President President United Suite 1600 & CEO & CEO States Louisville, KY 40202 Sanders III, 462 S. 4th Street Executive Executive United Henry W. Suite 1600 Vice Vice States Louisville, KY 40202 President President Cinnamond, Erik 822 North A1A Highway Vice Vice President United K. Ponte Vedra, FL 32082 President States Forsha, Thomas S. 462 S. 4th Street Co-Chief Co-Chief United Suite 1600 Investment Investment States Louisville, KY 40202 Officer Officer Deuser, Greg E. 462 S. 4th Street Chief Risk Chief Risk United Suite 1600 Officer Officer States Louisville, KY 40202 Brown, J. Alex 462 S. 4th Street Director of Director of United Suite 1600 Research Research States Louisville, KY 40202

Mueller, Thomas 462 S. 4th Street Chief Chief United D. Suite 1600 Compliance Compliance States Louisville, KY 40202 Officer and Officer and Chief Chief Operating Operating Officer Officer Fiorito, 462 S. 4th Street Director of Director of United Christopher K. Suite 1600 Trading Trading States Louisville, KY 40202 Robbins, L. 462 S. 4th Street Vice Vice United Michele Suite 1600 President of President of States Louisville, KY 40202 Client & Client & Consultant Consultant Relations Relations O'Leary, Katrina 462 S. 4th Street Vice Vice United Suite 1600 President of President of States Louisville, KY 40202 Client & Client & Consultant Consultant Relations Relations Burnett, 462 S. 4th Street Director of Director of United Shannon M. Suite 1600 Client Client States Louisville, KY 40202 Services Services Snyder, 462 S. 4th Street Director Director United Meagan N. Suite 1600 of Compliance of Compliance States Louisville, KY 40202 Wainwright, 462 S. 4th Street Director of Director of United Robert W. Suite 1600 Business Business Kingdom Louisville, KY 40202 Strategy Strategy Development Development AVIVA INVESTORS NORTH AMERICA HOLDINGS, INC.

PRESENT PRINCIPAL BUSINESS OCCUPATION OR NAME BUSINESS ADDRESS ACTIVITY EMPLOYMENT CITIZENSHIP ------------------ ----------------------- -------------- --------------- ------------- O'Brien, Patrick 215 10th Street Director and Director and United Suite 1000 Officer Officer States Des Moines, IA 50309 Preseau, Chuck G. 215 10th Street Director and Director and United Suite 1000 Officer Officer States Des Moines, IA 50309 Purkalitisk Andra C. 215 10th Street Director Director United Suite 1000 and Officer and Officer States Des Moines, IA 50309 Neville, Patrick No. 1 Poultry Director Director and United London Officer Kingdom EC2R 8EJ AVIVA INVESTORS HOLDINGS LIMITED PRESENT PRINCIPAL BUSINESS OCCUPATION OR NAME BUSINESS ADDRESS ACTIVITY EMPLOYMENT CITIZENSHIP ------------------ ----------------------- -------------- --------------- ------------- Kyprianou, Robert No.1 Poultry, Independent Non-executive United Kingdom Anastassis London EC2R 8EJ non-executive director director Misselbrook, John No.1 Poultry, Independent Non-executive United Kingdom London EC2R 8EJ non-executive director director Wolstenholme, Manjit No.1 Poultry, Independent Non-executive United Kingdom London EC2R 8EJ non-executive director director Regan, Patrick St Helen's, Charles 1 Undershaft, Director/ Chief Financial United Kingdom London EC3P 3DQ Chairman Officer, Aviva plc Windsor, Jason St Helen's, Michael 1 Undershaft, Director Chief Strategy and United Kingdom London EC3P 3DQ Development Officer, Aviva plc PRESENT PRINCIPAL BUSINESS OCCUPATION OR NAME BUSINESS ADDRESS ACTIVITY EMPLOYMENT CITIZENSHIP ------------------ ----------------------- -------------- --------------- ------------- Abberley, Paul No.1 Poultry, Andrew London EC2R 8EJ Director and CEO (Interim), United Kingdom Executive Aviva Investors Neville, Patrick John No.1 Poultry, Director and Chief Financial United Kingdom London EC2R 8EJ Executive Officer, Aviva Investors Boulier, 26-28 Rue de la Pepiniere Executive Chief Executive- France Jean-Francois Paris 75008, France Europe, Aviva Investors Hodgson, John Gordon No.1 Poultry, Executive Chief Operating United Kingdom London EC2R 8EJ Officer, Aviva Investors Field, Richard No.1 Poultry, Executive Chief Risk Officer,United Kingdom Julian London EC2R 8EJ Aviva Investors Hibbert, Christopher No.1 Poultry, Executive Transformation United Kingdom James London EC2R 8EJ Director, Aviva Investors O'Brien, Patrick 215 10th Street Executive Chief Executive- United States Joseph Suite 1000 Americas and Asia Des Moines, IA 50309 Pacific, Aviva Investors Parthenay, Heneg No.1 Poultry, Executive Strategic and France London EC2R 8EJ M&A Director, Aviva Investors Womack, Ian Bryan No.1 Poultry, Executive Chief Executive- United Kingdom London EC2R 8EJ Global Real Estate, Aviva Investors AVIVA GROUP HOLDINGS LIMITED PRESENT PRINCIPAL BUSINESS OCCUPATION OR NAME BUSINESS ADDRESS ACTIVITY EMPLOYMENT CITIZENSHIP ------------------ ----------------------- -------------- --------------- ------------- Lister, John Robert St Helen's, Director Group Chief United Kingdom 1 Undershaft, Risk & Capital London EC3P 3DQ Officer Regan, Patrick St Helen's, Director Group Chief United Kingdom Charles 1 Undershaft, Financial Officer London EC3P 3DQ AVIVA PLC PRESENT PRINCIPAL BUSINESS OCCUPATION OR NAME BUSINESS ADDRESS ACTIVITY EMPLOYMENT CITIZENSHIP ------------------ ----------------------- -------------- --------------- ------------- Barker, Glyn St Helen's, Non exec. Non exec. United Kingdom 1 Undershaft, Director Director London EC3P 3DQ Hawker, Michael John St Helen's, Non exec. Non exec. Australia 1 Undershaft, Director Director London EC3P 3DQ United States/ Huey Evans, Gay St Helen's, Non exec. Non exec. United Kingdom 1 Undershaft, Director Director London EC3P 3DQ McFarlane, John St Helen's, Non exec. Non exec. United Kingdom/Australia 1 Undershaft, Chairman Chairman London EC3P 3DQ Montague, Adrian St Helen's, Senior Senior United Kingdom Alastair 1 Undershaft, Independent Independent London EC3P 3DQ Director Director Regan, Patrick St Helen's, Executive Group Chief United Kingdom Charles 1 Undershaft, Director Financial Officer London EC3P 3DQ Stein, Robert William St Helen's, Non exec. Non exec. United States 1 Undershaft, Director Director London EC3P 3DQ Wheway, Jonathan St Helen's, Non exec. Non exec. United Kingdom Scott 1 Undershaft, Director Director London EC3P 3DQ Wilson, Mark Andrew St Helen's, Director Group Chief New Zealand 1 Undershaft, Executive Officer London EC3P 3DQ Amin, Nick St Helen's, Executive Group United Kingdom 1 Undershaft, Committee Member Transformation London EC3P 3DQ Director PRESENT PRINCIPAL BUSINESS OCCUPATION OR NAME BUSINESS ADDRESS ACTIVITY EMPLOYMENT CITIZENSHIP ------------------ ----------------------- -------------- --------------- ------------- Barral, David St Helen's, Executive Chief executive United Kingdom 1 Undershaft, Committee Member officer, Aviva UK London EC3P 3DQ & Ireland Life Insurance Boyle, Paul St Helen's, Executive Chief Audit United Kingdom 1 Undershaft, Committee Member Officer London EC3P 3DQ Cooper, Kirstine Ann St Helen's, Executive Group General United Kingdom 1 Undershaft, Committee Member Counsel & London EC3P 3DQ Company Secretary Deputy, Christine St Helen's, Executive Group HR Director United States 1 Undershaft, Committee Member London EC3P 3DQ Lister, John Robert St Helen's, Executive Group Chief Risk United Kingdom 1 Undershaft, Committee Member & Capital Officer London EC3P 3DQ Mackenzie, Amanda St Helen's, Executive Chief marketing United Kingdom Felicity 1 Undershaft, Committee Member and communications London EC3P 3DQ officer McMillan, St Helen's, Executive Chief Executive United Kingdom David John Ramsay 1 Undershaft, Committee Member Officer, Aviva London EC3P 3DQ Europe Riley, Cathryn St Helen's, Executive Chief United Kingdom Elizabeth 1 Undershaft, Committee Member Operations Officer London EC3P 3DQ Seng, Khor Hock 6 Temasek Blvd, #22-01 Executive Chief Malaysia Suntec Tower 4 Committee Member Executive Officer, Singapore 038986 Aviva Asia Spencer, Robin Lloyd St Helen's, Executive Chief executive United Kingdom 1 Undershaft, Committee Member officer, Aviva London EC3P 3DQ UK & Ireland General Insurance Tulloch, Maurice Ewen 2206 Eglinton Avenue East Executive Chief Executive Canada Scarborough, Ontario Committee Member Officer, Aviva Canada, M1L 4S8 Canada Windsor, Jason St Helen's, Executive Chief strategy & United Kingdom 1 Undershaft, Committee Member development officer London EC3P 3DQ